Are you an experienced compliance professional with strong expertise in advisory compliance for private side businesses?
We’re looking for a proactive and knowledgeable Business and Functions Compliance Officer to join a dynamic team within a leading international investment banking environment, for a 12-14 month maternity cover contract.
About the Role
This role offers the opportunity to support a broad range of advisory compliance activities across business units and functional areas, including Banking and Markets desks. Acting as a key liaison for private side businesses, you’ll work closely with senior compliance leadership and other departments to ensure effective implementation of compliance strategies, regulatory updates, and internal controls.
Key Responsibilities
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Develop, update, and implement compliance policies and procedures tailored to private side businesses.
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Provide timely and practical regulatory advice to business lines and senior management.
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Monitor regulatory developments in collaboration with the Regulatory Implementation Officer.
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Deliver targeted compliance training programs to enhance regulatory awareness.
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Support and contribute to the Compliance Monitoring Programme and Risk Assessment.
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Participate in business reviews and ensure effective follow-up on compliance action points.
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Monitor conflict of interest management practices and escalate key issues.
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Assist with SMCR, FCA registration, conduct-related queries, and internal investigations.
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Prepare and deliver insightful compliance reporting to senior stakeholders.
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Maintain effective relationships with Head Office and global compliance teams.
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Collaborate with peers to ensure a consistent compliance framework across the business.
What We’re Looking For
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Proven experience in a compliance role within an investment banking environment, particularly with private side or structured products exposure.
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Strong working knowledge of key regulatory frameworks (e.g., MAR, MiFID II, EMIR, Dodd-Frank, Volcker, City Code, Competition Law, FATCA).
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Excellent analytical, problem-solving, and communication skills.
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Ability to work independently, prioritize under pressure, and meet tight deadlines.
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Professional qualifications (e.g., legal, accountancy, or compliance) are desirable.
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Familiarity with global compliance environments (UK, EU, AsiaPac, US) preferred.
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French language skills a plus but not essential.
Why Apply?
This is a fantastic opportunity to play a central role in shaping and maintaining a robust compliance culture within a globally connected financial institution. If you’re a collaborative, detail-oriented compliance specialist ready to take on varied and impactful responsibilities, we want to hear from you.