Opportunity

Interim Business and Functions Compliance Officer, Global Bank (12-14 month FTC)

London, hybrid working

Are you an experienced compliance professional with strong expertise in advisory compliance for private side businesses?

We’re looking for a proactive and knowledgeable Business and Functions Compliance Officer to join a dynamic team within a leading international investment banking environment, for a 12-14 month maternity cover contract.

About the Role

This role offers the opportunity to support a broad range of advisory compliance activities across business units and functional areas, including Banking and Markets desks. Acting as a key liaison for private side businesses, you’ll work closely with senior compliance leadership and other departments to ensure effective implementation of compliance strategies, regulatory updates, and internal controls.

Key Responsibilities

  • Develop, update, and implement compliance policies and procedures tailored to private side businesses.

  • Provide timely and practical regulatory advice to business lines and senior management.

  • Monitor regulatory developments in collaboration with the Regulatory Implementation Officer.

  • Deliver targeted compliance training programs to enhance regulatory awareness.

  • Support and contribute to the Compliance Monitoring Programme and Risk Assessment.

  • Participate in business reviews and ensure effective follow-up on compliance action points.

  • Monitor conflict of interest management practices and escalate key issues.

  • Assist with SMCR, FCA registration, conduct-related queries, and internal investigations.

  • Prepare and deliver insightful compliance reporting to senior stakeholders.

  • Maintain effective relationships with Head Office and global compliance teams.

  • Collaborate with peers to ensure a consistent compliance framework across the business.

What We’re Looking For

  • Proven experience in a compliance role within an investment banking environment, particularly with private side or structured products exposure.

  • Strong working knowledge of key regulatory frameworks (e.g., MAR, MiFID II, EMIR, Dodd-Frank, Volcker, City Code, Competition Law, FATCA).

  • Excellent analytical, problem-solving, and communication skills.

  • Ability to work independently, prioritize under pressure, and meet tight deadlines.

  • Professional qualifications (e.g., legal, accountancy, or compliance) are desirable.

  • Familiarity with global compliance environments (UK, EU, AsiaPac, US) preferred.

  • French language skills a plus but not essential.

Why Apply?

This is a fantastic opportunity to play a central role in shaping and maintaining a robust compliance culture within a globally connected financial institution. If you’re a collaborative, detail-oriented compliance specialist ready to take on varied and impactful responsibilities, we want to hear from you.

To enquire about this role, please tell us a bit more about yourself by answering the questions below.


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