Opportunity

Head of Investment Management Controls, Asset Manager

London, Full Time, Flexible/Hybrid Working

An exciting new opportunity to take responsibility for the enhancement and management of the first line Investment Management Control framework. The successful candidate will report into the Investment Management (IM) COO with the support of two direct reports.

The Role:

Assist IM COO in support of the IM department, liaising with other departments, managing BAU enquiries.
Responsible for IM controls monitoring, escalating issues and Front Office (FO) investment guidelines and SFDR frameworks
Own the FO IM blueprint of the FO Operating Model, participate and assist in project implementation
Produce management information, maintain the IM Procedures Handbook.
Develop and maintain efficient relationships with investment teams, ensure compliance with policies and laws, provide interface to Investment Oversight Committee

The Requirements:

- 10+ years’ experience in investment management or internal audit/controls
- Proven track record of successful monitoring and control across the end-to-end trade lifecycle (pre-trade, execution, post-trade)
- Team management
- Understanding of investment strategy and mandates, thorough understanding of financial markets, economic trends and investment vehicles.
- Preferred knowledge of regulation impacting IM business – SFDR, Consumer Duty, SMCR, FCA. Desirable – knowledge of Aladdin

To enquire about this role, please tell us a bit more about yourself by answering the questions below.

First name

Last name

Email address

Please briefly tell us why you feel you are suited to this role

Are you already registered with the Return Hub?

Yes

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Registered Address: Springfield House, Springfield Road, Horsham, West Sussex, United Kingdom, RH12 2RG

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1. The right to be informed	You have the right to be provided with clear, transparent and easily understandable information about how we use your information and your rights. This is why we’re providing you with the information in this Policy.
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Opportunity

Head of Investment Management Controls, Asset Manager

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