Director, Global Surveillance Optimization Leader

Investment Bank, London, hybrid working

This role is part of the Compliance team, reporting to the Global Head of Market Surveillance

This person will drive the optimization strategy for the Global surveillance framework and will advise regional colleagues in the UK, Europe, Hong Kong and the USA, whilst partnering closely with Front Office, IT teams and lead surveillance enhancement efforts related to coverage, systems and processes.

You will bring 10+ years experience working in functions linked to analysis of Global Markets activities across asset classes, and be familiar with traded products: Commodities, Equity, OTC derivatives, bonds, options, Foreign Exchange (FX)

  • Regulatory knowledge (Market Abuse Regulation and related global regulation, Conduct rules)
  • Strong interpersonal and communication skills, ability to partner effectively with a wide variety of stakeholders
  • Strong Change Management / Transformation skills
  • Ability to understand complex trading situations and identify key risks and communicate such in a simplified manner
  • Strong data analysis skills with ability to analyze, summarize and succinctly communicate assessments and key takeaways
  • Expertise with Actimize or other similar trade surveillance software



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